D'Anton Michael A. 4
4 · ASPEN GROUP, INC. · Filed Jan 14, 2019
Insider Transaction Report
Form 4
D'Anton Michael A.
Director
Transactions
- Exercise/Conversion
Common Stock
2019-01-10$2.28/sh+21,930$50,000→ 212,306 total - Exercise/Conversion
Warrants
2019-01-10−21,930→ 0 totalExercise: $2.28From: 2014-03-10Exp: 2019-03-10→ Common Stock (21,930 underlying) - Tax Payment
Common Stock
2019-01-10$5.16/sh−9,693$49,996→ 202,613 total
Holdings
- 14,808(indirect: By Children)
Common Stock
Footnotes (1)
- [F1]The Reporting Person cashlessly exercised the warrants which were expiring in 2019. The exercise of the warrants was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.