4//SEC Filing
Solomon Ricky D 4
Accession 0001553350-19-000046
CIK 0001487198other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 5:40 PM ET
Size
29.5 KB
Accession
0001553350-19-000046
Insider Transaction Report
Form 4
Solomon Ricky D
Director
Transactions
- Sale
Common Stock
2019-01-10$5.15/sh−2,000$10,300→ 120,560 total - Exercise/Conversion
Common Stock
2019-01-10$2.28/sh+21,930$50,000→ 230,209 total - Sale
Common Stock
2019-01-11$5.01/sh−2,400$12,030→ 179,342 total - Exercise/Conversion
Stock Options (Right to Buy)
2019-01-10−8,334→ 0 totalExercise: $2.40From: 2014-09-16Exp: 2019-09-16→ Common Stock (8,334 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2019-01-10−8,334→ 0 totalExercise: $2.43From: 2014-12-11Exp: 2019-12-11→ Common Stock (8,334 underlying) - Tax Payment
Common Stock
2019-01-10$5.02/sh−10,529$52,856→ 122,560 total - Exercise/Conversion
Common Stock
2019-01-10$2.28/sh+87,719$199,999→ 208,279 total - Tax Payment
Common Stock
2019-01-10$5.16/sh−48,467$249,993→ 181,742 total - Sale
Common Stock
2019-01-09$5.05/sh−6,000$30,318→ 9,000 total(indirect: By IRA) - Exercise/Conversion
Stock Options (Right to Buy)
2019-01-10−6,771→ 0 totalExercise: $1.86From: 2014-09-04Exp: 2019-09-04→ Common Stock (6,771 underlying) - Exercise/Conversion
Warrants
2019-01-10−21,930→ 0 totalExercise: $2.28From: 2014-06-24Exp: 2019-06-24→ Common Stock (21,930 underlying) - Exercise/Conversion
Common Stock
2019-01-10$1.86/sh+6,771$12,594→ 116,421 total - Exercise/Conversion
Common Stock
2019-01-10$2.40/sh+8,334$20,002→ 124,755 total - Exercise/Conversion
Common Stock
2019-01-10$2.43/sh+8,334$20,262→ 133,089 total - Exercise/Conversion
Warrants
2019-01-10−87,719→ 0 totalExercise: $2.28From: 2014-03-10Exp: 2019-03-10→ Common Stock (87,719 underlying)
Footnotes (2)
- [F1]The Reporting Person cashlessly exercised the stock options which were expiring in 2019. The exercise of the stock options was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.
- [F2]The Reporting Person cashlessly exercised warrants which were expiring in 2019. The exercise of the warrants was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.
Documents
Issuer
ASPEN GROUP, INC.
CIK 0001487198
Entity typeother
Related Parties
1- filerCIK 0001499185
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 5:40 PM ET
- Size
- 29.5 KB