4//SEC Filing
Wolf Jeffrey Alan 4
Accession 0001553350-20-000002
CIK 0001476963other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 7:31 PM ET
Size
9.0 KB
Accession
0001553350-20-000002
Insider Transaction Report
Form 4
Wolf Jeffrey Alan
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2019-12-31+900,000→ 1,788,693 total - Award
Common Stock
2020-01-02+1,980,000→ 3,768,693 total
Holdings
- 77,172(indirect: See Footnotes)
Common Stock
- 71,620(indirect: See Footnotes)
Common Stock
Footnotes (4)
- [F1]The restricted shares of Heat Biologics, Inc. (the "Company") common stock, par value $0.0002 per share (the "Common Stock"), vest as follows: 50% vest immediately, 30% vest on the one year anniversary of the date of grant, 10% vest on the two year anniversary of the date of grant and 10% vest on the three year anniversary of the date of grant, subject to the reporting person's continued service to the Company.
- [F2]Does not include 26,468 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust. Mr. Wolf disclaims beneficial ownership of the shares of Common Stock held by the Trust, Orion (as defined below), and Seed-One (as defined below), except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities.
- [F3]Held by Orion Holdings V, LLC ("Orion"). Mr. Wolf is managing member of Orion.
- [F4]Held by Seed-One Holdings VI, LLC ("Seed-One"). Mr. Wolf is managing member of Seed-One.
Documents
Issuer
HEAT BIOLOGICS, INC.
CIK 0001476963
Entity typeother
Related Parties
1- filerCIK 0001381450
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 7:31 PM ET
- Size
- 9.0 KB