|4Jul 14, 9:55 AM ET

Fonda Blair Madison 4

4 · DUOS TECHNOLOGIES GROUP, INC. · Filed Jul 14, 2020

Insider Transaction Report

Form 4
Period: 2020-04-01
Fonda Blair Madison
DirectorOther
Transactions
  • Award

    Options to purchase Common Stock

    2020-04-01+8,5728,572 total
    Exercise: $6.00From: 2020-04-01Exp: 2025-04-01Common Stock (8,572 underlying)
  • Award

    Options to purchase Common Stock

    2020-04-01+8,57217,144 total
    Exercise: $4.74Exp: 2025-04-01Common Stock (8,572 underlying)
  • Award

    Common Stock, par value $0.001

    2020-07-08$4.60/sh+544$2,5027,540 total
  • Award

    Common Stock, par value $0.001

    2020-04-01$4.66/sh+537$2,5026,996 total
  • Disposition to Issuer

    Options to purchase Common Stock

    2020-04-018,5720 total
    Exercise: $14.00Common Stock (8,572 underlying)
Footnotes (3)
  • [F1]The shares were issued to Mr. Fonda as compensation shares for his services as a Director of the Issuer.
  • [F2]8,572 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 8,572 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement.
  • [F3]4,286 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 4,286 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022.

Documents

1 file
  • 4
    fonda4.xmlPrimary

    OWNERSHIP DOCUMENT