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4//SEC Filing

Mathews Michael 4

Accession 0001553350-20-000871

CIK 0001487198other

View on SEC.gov Company Profile

Filed

Sep 17, 8:00 PM ET

Accepted

Sep 18, 4:05 PM ET

Size

31.5 KB

Accession

0001553350-20-000871

Insider Transaction Report

Form 4

Period: 2020-09-16

ASPEN GROUP, INC.ASPU

Mathews Michael

DirectorChief Executive Officer

Transactions

Tax Payment
Common Stock
2020-09-16$12.02/sh−3,331$40,040→ 772,151 total
Exercise/Conversion
Stock Options (Right to Buy)
2020-09-16−16,050→ 8,026 total
Exercise: $2.28From: 2012-10-23Exp: 2020-10-23→ Common Stock (16,050 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2020-09-16−9,259→ 4,630 total
Exercise: $2.28From: 2012-10-23Exp: 2020-10-23→ Common Stock (9,259 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2020-09-16−125,000→ 0 total
Exercise: $2.10From: 2015-12-11Exp: 2020-12-11→ Common Stock (125,000 underlying)
Tax Payment
Common Stock
2020-09-16$12.02/sh−30,559$367,331→ 818,713 total
Tax Payment
Common Stock
2020-09-16$12.02/sh−57,965$696,762→ 760,748 total
Exercise/Conversion
Common Stock
2020-09-16$2.28/sh+161,111$367,333→ 849,272 total
Tax Payment
Common Stock
2020-09-16$12.02/sh−3,044$36,590→ 773,754 total
Exercise/Conversion
Common Stock
2020-09-16$2.28/sh+9,259$21,111→ 777,238 total
Tax Payment
Common Stock
2020-09-16$12.02/sh−1,756$21,108→ 775,482 total
Tax Payment
Common Stock
2020-09-16$12.02/sh−21,838$262,501→ 875,313 total
Tax Payment
Common Stock
2020-09-16$12.02/sh−45,804$550,582→ 829,509 total
Exercise/Conversion
Stock Options (Right to Buy)
2020-09-16−161,111→ 80,556 total
Exercise: $2.28From: 2012-09-04Exp: 2021-01-31→ Common Stock (161,111 underlying)
Tax Payment
Common Stock
2020-09-16$12.02/sh−5,775$69,418→ 767,979 total
Exercise/Conversion
Common Stock
2020-09-16$2.10/sh+125,000$262,500→ 897,151 total
Exercise/Conversion
Common Stock
2020-09-16$2.28/sh+16,050$36,594→ 776,798 total

Holdings

Common Stock
(indirect: By Trust)
8,334

Footnotes (3)

[F1]The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price and applicable taxes was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).
[F2]Represents shares surrendered in payment of the exercise price.
[F3]Represents shares surrendered in payment of the applicable taxes.

Documents

1 file

4
mathews4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

ASPEN GROUP, INC.

CIK 0001487198

Entity typeother

Related Parties

1

filerCIK 0001469394

Filing Metadata

Form type: 4
Filed: Sep 17, 8:00 PM ET
Accepted: Sep 18, 4:05 PM ET
Size: 31.5 KB

View on SEC.gov