4//SEC Filing
JENSEN C JAMES 4
Accession 0001553350-20-000873
CIK 0001487198other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 4:05 PM ET
Size
19.4 KB
Accession
0001553350-20-000873
Insider Transaction Report
Form 4
JENSEN C JAMES
Director
Transactions
- Exercise/Conversion
Common Stock
2020-09-16$4.32/sh+25,000$108,000→ 195,747 total - Tax Payment
Common Stock
2020-09-16$12.01/sh−8,993$108,006→ 186,754 total - Tax Payment
Common Stock
2020-09-16$12.01/sh−2,881$34,601→ 188,873 total - Exercise/Conversion
Stock Options (Right to Buy)
2020-09-16−2,778→ 0 totalExercise: $2.28From: 2012-09-04Exp: 2020-10-04→ Common Stock (2,778 underlying) - Exercise/Conversion
Common Stock
2020-09-16$2.28/sh+2,778$6,334→ 171,275 total - Exercise/Conversion
Common Stock
2020-09-16$6.92/sh+5,000$34,600→ 191,754 total - Tax Payment
Common Stock
2020-09-16$12.01/sh−528$6,341→ 170,747 total - Exercise/Conversion
Stock Options (Right to Buy)
2020-09-16−25,000→ 0 totalExercise: $4.32From: 2017-04-14Exp: 2022-04-14→ Common Stock (25,000 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2020-09-16−5,000→ 0 totalExercise: $6.92From: 2019-12-09Exp: 2024-12-09→ Common Stock (5,000 underlying)
Footnotes (2)
- [F1]The Reporting Person cashlessly exercised the stock options. The exercise of the stock options was exempt under Rule 16b-6 and the right of the Reporting Person to direct that the shares be withheld in payment of the exercise price was both approved in advance by the Executive Committee of the Issuer's Board of Directors, which is comprised of only non-employee directors, and by the full Board of Directors in accordance with Rule 16b-3(d).
- [F2]Represents shares surrendered in payment of the exercise price.
Documents
Issuer
ASPEN GROUP, INC.
CIK 0001487198
Entity typeother
Related Parties
1- filerCIK 0001088003
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 4:05 PM ET
- Size
- 19.4 KB