|4Nov 23, 6:03 PM ET

Barbera Michael Vito 4

4 · BASANITE, INC. · Filed Nov 23, 2020

Insider Transaction Report

Form 4
Period: 2020-11-19
Transactions
  • Exercise of In-Money

    Common Stock

    2020-11-19$0.04/sh+1,000,000$37,5006,104,717 total
  • Exercise of In-Money

    Warrant

    2020-11-19$0.07/sh1,000,000$75,0001,000,000 total
    Exercise: $0.04From: 2018-11-01Exp: 2023-10-31Common Stock (1,000,000 underlying)
Footnotes (1)
  • [F1]On November 19, 2020, the Reporting Person converted a portion of Common Stock Warrant dated November 1, 2018 (the "Warrant") for 1,000,000 shares of the Issuer's common stock at a per share exercise price of $0.0375, or an aggregate exercise price of $37,500. The Warrant had an initial exercise price of $0.075 and such $0.075 price shall continue to be the exercise price for the remaining 1,000,000 shares of common stock underlying the Warrant. All shares of common stock issued pursuant to the exercise are "restricted securities" as defined by the Securities Act of 1933, as amended.

Documents

1 file
  • 4
    ownership.xmlPrimary