4//SEC Filing
Wolf Jeffrey Alan 4
Accession 0001553350-21-001169
CIK 0001476963other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 5:12 PM ET
Size
9.7 KB
Accession
0001553350-21-001169
Insider Transaction Report
Form 4
Wolf Jeffrey Alan
DirectorChief Executive Officer10% Owner
Transactions
- Award
Stock Option (right to buy)
2021-12-13+393,761→ 393,761 totalExercise: $4.06From: 2023-01-13Exp: 2031-12-12→ Common Stock (393,761 underlying) - Award
Common Stock
2021-12-13+246,305→ 1,072,789 total
Holdings
- 10,231(indirect: See Footnotes)
Common Stock
- 11,025(indirect: See Footnotes)
Common Stock
Footnotes (5)
- [F1]The restricted shares of Heat Biologics, Inc. (the "Company") common stock, par value $0.0002 per share (the "Common Stock"), vest as follows: 1/2 vest immediately and the remaining 1/2 vest and are no longer subject to forfeiture on January 1, 2022, subject to the reporting person's continued service to the Company.
- [F2]Does not include 3,781 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust. Mr. Wolf disclaims beneficial ownership of the shares of Common Stock held by the Trust, Orion (as defined below), and Seed-One (as defined below), except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities.
- [F3]Held by Orion Holdings V, LLC ("Orion"). Mr. Wolf is managing member of Orion.
- [F4]Held by Seed-One Holdings VI, LLC ("Seed-One"). Mr. Wolf is managing member of Seed-One.
- [F5]The stock options to purchase 393,761 shares of Common Stock vest on the two-year anniversary of the date of grant, subject to the reporting person's continued service to the Company.
Documents
Issuer
HEAT BIOLOGICS, INC.
CIK 0001476963
Entity typeother
Related Parties
1- filerCIK 0001381450
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 5:12 PM ET
- Size
- 9.7 KB