Home/Filings/4/0001553350-22-000008
4//SEC Filing

Wolf Jeffrey Alan 4

Accession 0001553350-22-000008

CIK 0001476963other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 5:18 PM ET

Size

8.3 KB

Accession

0001553350-22-000008

Insider Transaction Report

Form 4
Period: 2021-12-30
Wolf Jeffrey Alan
DirectorChief Executive Officer10% Owner
Transactions
  • Other

    Stock Option (right to buy)

    2021-12-30231,9870 total
    Exercise: $4.07From: 2023-01-13Exp: 2031-12-12Common Stock (231,987 underlying)
  • Award

    Stock Option (right to buy)

    2021-12-30+231,987231,987 total
    Exercise: $4.07From: 2023-12-30Exp: 2031-12-30Common Stock (231,987 underlying)
Footnotes (2)
  • [F1]On December 28, 2021, the board of directors of Heat Biologics, Inc. (the "Company") rescinded and cancelled stock option awards previously made to Mr. Wolf on December 13, 2021 covering 231,987 shares under the Company's 2018 Stock Incentive Plan (the "Plan") and granted new stock options under the Plan, on substantially similar terms to the rescinded stock options, which new stock options are subject to forfeiture in the event an amendment to increase the number of shares of common stock available for grant under the Plan is not adopted by the Company's stockholders.
  • [F2]The stock options to purchase 231,987 shares of Common Stock vest on the two-year anniversary of the date of grant, subject to the reporting person's continued service to the Company and is subject to forfeiture under certain circumstances.

Issuer

HEAT BIOLOGICS, INC.

CIK 0001476963

Entity typeother

Related Parties

1
  • filerCIK 0001381450

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:18 PM ET
Size
8.3 KB