4//SEC Filing
Emmons Clifford L 4
Accession 0001553997-20-000020
CIK 0001290658other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 2:26 PM ET
Size
11.2 KB
Accession
0001553997-20-000020
Insider Transaction Report
Form 4
IIOT-OXYS, Inc.ITOX
Emmons Clifford L
DirectorCEO, President, Interim CFO
Transactions
- Disposition from TenderSwap
Common Stock
2020-11-09−780,000→ 2,280,000 total - Disposition from TenderSwap
Series A Supervoting Preferred Stock
2020-11-09+7,800→ 74,375,238 totalExercise: $100.00From: 2020-11-09Exp: 2020-11-09→ Common Stock (780,000 underlying)
Holdings
- 3,060,000
Common Stock
- 73,595,238(indirect: By LLC)
Warrants
Exercise: $0.00From: 2019-01-22Exp: 2024-01-22→ Common Stock (36,667 underlying) - 73,558,571(indirect: By LLC)
5% Secured Convertible Note
Exercise: $0.00From: 2019-01-22Exp: 2021-01-22→ Common Stock (71,278,571 underlying)
Footnotes (6)
- [F1]On November 9, 2020, Mr. Emmons exchanged 780,000 shares of vested, unissued shares awarded pursuant to his Consulting Agreement for 7,800 shares of Series A Supervoting Preferred Stock.
- [F2]The original $0.65 conversion price has been adjusted downward pursuant to the terms of the note.
- [F3]The original note maturity date was extended by one year.
- [F4]This represents the conversion of $55,000 in principal and accrued and unpaid interest of $4,874.
- [F5]The original exercise price of $0.75 was adjusted downward pursuant to the terms of the Warrant Agreement.
- [F6]Each share of Series A Supervoting Preferred Stock is convertible into 100 shares of Common Stock.
Documents
Issuer
IIOT-OXYS, Inc.
CIK 0001290658
Entity typeother
Related Parties
1- filerCIK 0001743393
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 2:26 PM ET
- Size
- 11.2 KB