4//SEC Filing
Mitta Vidhyadhar 4
Accession 0001553997-20-000021
CIK 0001290658other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:31 PM ET
Size
15.4 KB
Accession
0001553997-20-000021
Insider Transaction Report
Form 4
IIOT-OXYS, Inc.ITOX
Mitta Vidhyadhar
Director
Transactions
- Disposition from TenderSwap
Convertible Promissory Note
2020-11-09→ 171,125,533 totalExercise: $0.00From: 2019-08-02Exp: 2021-08-02→ Common Stock (200,000 underlying) - Disposition from TenderSwap
Common Stock
2020-11-09−1,000,000→ 1,736,843 total - Award
Common Stock
2020-11-09+1,000,000→ 2,736,843 total - Disposition from TenderSwap
Series A Supervoting Preferred Stock
2020-11-09+12,000→ 172,325,533 totalExercise: $100.00From: 2020-11-09Exp: 2020-11-09→ Common Stock (1,200,000 underlying)
Holdings
- 1,736,843
Common Stock
- 169,763,033
Convertible Note
Exercise: $0.00From: 2019-08-02Exp: 2021-08-02→ Common Stock (168,026,190 underlying) - 171,325,533
Warrants
Exercise: $0.00From: 2019-08-02Exp: 2024-10-16→ Common Stock (1,562,500 underlying)
Footnotes (8)
- [F1]On November 9, 2020, with Mr. Mitta abstaining, the board of directors awarded Mr. Mitta 1,000,000 shares of Common Stock in exchange for services rendered as a director since his appointment.
- [F2]On November 9, 2020, Mr. Mitta exchanged 1,000,000 shares of awarded, unissued shares of Common Stock and $168 of accrued and unpaid interest pursuant to a note issued to Mr. Mitta in exchange for an aggregate of 12,000 shares of Series A Supervoting Preferred Stock.
- [F3]The convertible note was issued in three tranches: $75,000 issued 8/2/19, $25,000 issued 9/6/19, and $25,000 issued 10/16/19.
- [F4]The conversion price has adjusted from $0.08 to $0.00084 pursuant to its terms.
- [F5]Includes principal of $125,000 and accrued and unpaid interest of $16,142.
- [F6]The warrants are five year warrants and were issued in three tranches: 468,750 issued 8/2/19, 312,500 issued 9/6/19, and 312,500 issued 10/16/19. The warrants have been adjusted due to defaults per the terms of the Warrant Agreement and convertible promissory note.
- [F7]The exercise price was adjusted to $0.00084 per the terms of the Warrant Agreement.
- [F8]The shares of Series A Supervoting Preferred Stock are convertible into 100 shares of the Company's Common Stock.
Documents
Issuer
IIOT-OXYS, Inc.
CIK 0001290658
Entity typeother
Related Parties
1- filerCIK 0001712605
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:31 PM ET
- Size
- 15.4 KB