Pessina Stefano 4
4 · Walgreens Boots Alliance, Inc. · Filed Oct 30, 2020
Insider Transaction Report
Form 4
Pessina Stefano
DirectorExecutive Vice Chairman
Transactions
- Award
Common Stock, par value $0.01 per share
2020-10-28+94,539→ 356,860 total
Holdings
- 263,273
Employee Stock Option (right to buy)
Exercise: $77.08From: 2019-02-12Exp: 2026-02-12→ Common Stock (263,273 underlying) - 410,798
Employee Stock Option (right to buy)
Exercise: $82.46From: 2019-11-01Exp: 2026-11-01→ Common Stock (410,798 underlying) - 144,788,821(indirect: By ASP)
Common Stock, par value $0.01 per share
- 504,710
Employee Stock Option (right to buy)
Exercise: $67.01Exp: 2027-11-01→ Common Stock (504,710 underlying) - 420,168
Employee Stock Option (right to buy)
Exercise: $57.38Exp: 2029-11-01→ Common Stock (420,168 underlying) - 395,061
Employee Stock Option (right to buy)
Exercise: $79.90Exp: 2028-11-01→ Common Stock (395,061 underlying)
Footnotes (8)
- [F1]Shares issued upon settlement of performance share award (not a derivative security within the meaning of Rule 16a-1(c)) granted on November 1, 2017 under the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (the "Plan").
- [F2]Includes 3,044 shares underlying restricted stock units issued in lieu of dividends (through October 30, 2020) on outstanding restricted stock units.
- [F3]Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another entity, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
- [F4]The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
- [F5]The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
- [F6]The option vested with respect to 168,068 shares on November 1, 2018 and with respect to a further 168,068 shares on November 1, 2019 and vests with respect to 168,574 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
- [F7]The option vested with respect to 131,555 shares on November 1, 2019 and vests with respect to 131,555 shares on November 1, 2020 and with respect to 131,951 shares on November 1, 2021, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
- [F8]The option vests with respect to 139,916 shares on November 1, 2020, with respect to 139,916 shares on November 1, 2021 and with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).