4//SEC Filing
Pessina Stefano 4
Accession 0001554687-21-000001
CIK 0001618921other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 6:37 PM ET
Size
15.8 KB
Accession
0001554687-21-000001
Insider Transaction Report
Form 4
Pessina Stefano
DirectorExecutive Vice Chairman
Transactions
- Award
Common Stock, par value $0.01 per share
2021-10-19+164,681→ 523,714 total - Tax Payment
Common Stock, par value $0.01 per share
2021-10-19$48.01/sh−33,276$1,597,581→ 490,438 total
Holdings
- 410,798
Employee Stock Option (right to buy)
Exercise: $82.46From: 2019-11-01Exp: 2026-11-01→ Common Stock (410,798 underlying) - 420,168
Employee Stock Option (right to buy)
Exercise: $57.38Exp: 2029-11-01→ Common Stock (420,168 underlying) - 144,788,821(indirect: By ASP)
Common Stock, par value $0.01 per share
- 504,710
Employee Stock Option (right to buy)
Exercise: $67.01Exp: 2027-11-01→ Common Stock (504,710 underlying) - 395,061
Employee Stock Option (right to buy)
Exercise: $79.90Exp: 2028-11-01→ Common Stock (395,061 underlying) - 263,273
Employee Stock Option (right to buy)
Exercise: $77.08From: 2019-02-12Exp: 2026-02-12→ Common Stock (263,273 underlying)
Footnotes (9)
- [F1]Shares issued upon settlement of performance share award (not a derivative security within the meaning of Rule 16a-1(c)) granted on November 1, 2018 under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan").
- [F2]Includes 4,206 shares underlying restricted stock units issued in lieu of dividends (through October 21, 2021) on outstanding restricted stock units.
- [F3]Disposition relating to the satisfaction of tax withholding obligations upon the settlement of performance share award granted in accordance with Rule 16b-3.
- [F4]Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
- [F5]The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
- [F6]The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
- [F7]The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
- [F8]The option vested with respect to 131,555 shares on November 1, 2019 and with respect to a further 131,555 shares on November 1, 2020 and vests with respect to 131,951 shares on November 1, 2021, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
- [F9]The option vested with respect to 139,916 shares on November 1, 2020 and vests with respect to a further 139,916 shares on November 1, 2021 and with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan (together with the related agreement thereunder).
Documents
Issuer
Walgreens Boots Alliance, Inc.
CIK 0001618921
Entity typeother
Related Parties
1- filerCIK 0001554687
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 6:37 PM ET
- Size
- 15.8 KB