4//SEC Filing
Pessina Stefano 4
Accession 0001554687-22-000001
CIK 0001618921other
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 6:39 PM ET
Size
17.6 KB
Accession
0001554687-22-000001
Insider Transaction Report
Form 4
Pessina Stefano
DirectorExecutive Vice Chairman
Transactions
- Award
Common Stock, par value $0.01 per share
2022-10-26+204,441→ 698,633 total - Disposition to Issuer
Common Stock, par value $0.01 per share
2022-10-26$35.51/sh−33,547$1,191,254→ 665,086 total - Award
Common Stock, par value $0.01 per share
2022-10-26+166,840→ 831,926 total
Holdings
- 395,061
Employee Stock Option (right to buy)
Exercise: $79.90Exp: 2028-11-01→ Common Stock (395,061 underlying) - 263,273
Employee Stock Option (right to buy)
Exercise: $77.08From: 2019-02-12Exp: 2026-02-12→ Common Stock (263,273 underlying) - 420,168
Employee Stock Option (right to buy)
Exercise: $57.38Exp: 2029-11-01→ Common Stock (420,168 underlying) - 144,788,821(indirect: By ASP)
Common Stock, par value $0.01 per share
- 410,798
Employee Stock Option (right to buy)
Exercise: $82.46From: 2019-11-01Exp: 2026-11-01→ Common Stock (410,798 underlying) - 504,710
Employee Stock Option (right to buy)
Exercise: $67.01Exp: 2027-11-01→ Common Stock (504,710 underlying)
Footnotes (10)
- [F1]Shares issued upon settlement of performance share award (not a derivative security within the meaning of Rule 16a-1(c)) granted on November 1, 2019 under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "Plan")
- [F10]The option vested with respect to 139,916 shares on November 1, 2020 and with respect to a further 139,916 shares on November 1, 2021, and vests with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
- [F2]Includes shares underlying restricted stock units issued in lieu of dividends (through October 28, 2022) on outstanding restricted stock units, including 7,491 shares with respect to the restricted stock unit award described in Note (4) below.
- [F3]Disposition relating to the satisfaction of tax withholding obligations upon the vesting of performance share award granted in accordance with Rule 16b-3.
- [F4]On October 26, 2022, the Compensation and Leadership Performance Committee determined that the performance criteria applicable to this restricted stock award granted on November 1, 2021 (not a derivative security within the meaning of Rule 16a-1(c)) under the Plan had been satisfied. The shares underlying these restricted stock units will vest on November 1, 2024, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
- [F5]Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
- [F6]The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
- [F7]The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
- [F8]The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
- [F9]The option vested with respect to 131,555 shares on November 1, 2019, with respect to a further 131,555 shares on November 1, 2020, and with respect to 131,951 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Plan.
Documents
Issuer
Walgreens Boots Alliance, Inc.
CIK 0001618921
Entity typeother
Related Parties
1- filerCIK 0001554687
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 6:39 PM ET
- Size
- 17.6 KB