4//SEC Filing
Pessina Stefano 4
Accession 0001554687-23-000001
CIK 0001618921other
Filed
Oct 26, 8:00 PM ET
Accepted
Oct 27, 6:53 AM ET
Size
14.3 KB
Accession
0001554687-23-000001
Insider Transaction Report
Form 4
Pessina Stefano
DirectorExecutive Vice Chairman
Transactions
- Award
Common Stock, par value $0.01 per share
2023-10-25+207,039→ 1,057,265 total
Holdings
- 144,788,821(indirect: By ASP)
Common Stock, par value $0.01 per share
- 263,273
Employee Stock Option (right to buy)
Exercise: $77.08From: 2019-02-12Exp: 2026-02-12→ Common Stock (263,273 underlying) - 410,798
Employee Stock Option (right to buy)
Exercise: $82.46From: 2019-11-01Exp: 2026-11-01→ Common Stock (410,798 underlying) - 420,168
Employee Stock Option (right to buy)
Exercise: $57.38Exp: 2029-11-01→ Common Stock (420,168 underlying) - 504,710
Employee Stock Option (right to buy)
Exercise: $67.01Exp: 2027-11-01→ Common Stock (504,710 underlying) - 395,061
Employee Stock Option (right to buy)
Exercise: $79.90Exp: 2028-11-01→ Common Stock (395,061 underlying)
Footnotes (8)
- [F1]On October 25, 2023, the Compensation and Leadership Performance Committee determined that the performance criteria applicable to this restricted stock award granted on November 1, 2022 (not a derivative security within the meaning of Rule 16a-1(c)) under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "2021 Plan") had been satisfied. The shares underlying these restricted stock awards will vest on November 1, 2025, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2021 Plan.
- [F2]Includes 22,809 shares underlying restricted stock units issued in lieu of dividends on outstanding restricted stock units (from date of last filing on November 3, 2022 through October 26, 2023).
- [F3]Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
- [F4]The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement and the applicable election forms thereunder, the "2013 Plan").
- [F5]The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
- [F6]The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
- [F7]The option vested with respect to 131,555 shares on November 1, 2019, with respect to a further 131,555 shares on November 1, 2020, and with respect to 131,951 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
- [F8]The option vested with respect to 139,916 shares on November 1, 2020, with respect to a further 139,916 shares on November 1, 2021, and with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
Documents
Issuer
Walgreens Boots Alliance, Inc.
CIK 0001618921
Entity typeother
Related Parties
1- filerCIK 0001554687
Filing Metadata
- Form type
- 4
- Filed
- Oct 26, 8:00 PM ET
- Accepted
- Oct 27, 6:53 AM ET
- Size
- 14.3 KB