Holmes John McClain III 4

Accession 0001554880-26-000003

CIK 0000040211other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 5:03 PM ET

Size

5.8 KB

Accession

0001554880-26-000003

AI-generated summary of this filing

Updated Feb 4, 2026

GATX Director John McClain III Receives 136 RSUs

What Happened

John McClain III, a director of GATX Corp (GATX), was credited with 136 restricted stock units (RSUs) on 2026-02-02 (transaction code A). The RSUs were recorded at $180.66 per share, a total value of $24,570. This is an award/deferral of compensation, not an open-market buy or sale.

Key Details

Transaction date and price: 2026-02-02 at $180.66 per RSU (total value $24,570).
Transaction type: Award/Grant (code A) of RSUs under the Amended & Restated GATX Directors' Voluntary Deferred Fee Plan.
Shares owned after transaction: Not specified in this filing.
Footnotes: (1) RSUs represent the right to one share upon settlement and are generally payable in common stock on a deferred basis when the director leaves the board. (2) The 136 RSUs consist of 12 RSUs from dividend reinvestment and 124 RSUs from the director’s election to defer cash retainer/fees into RSUs.
Filing timeliness: Report filed 2026-02-04 for a 2026-02-02 transaction (filed within the typical Form 4 deadline).

Context

These RSUs reflect routine director compensation and deferral elections, not a market purchase or sale; they indicate compensation converted into equity units rather than a directional bet by the director. Upon settlement (usually when service ends or per the plan election), each RSU converts into one share of GATX common stock.

Form 4

Period: 2026-02-02

Director

Transactions

Footnotes (2)

[F1]Represents additional RSUs credited to the reporting person's account under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each RSU represents the right to receive one share of Issuer's common stock upon settlement. The RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
[F2]Represents (a) 12 RSUs acquired pursuant to the dividend reinvestment feature of the Deferred Fee Plan, and (b) 124 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Signature

Lisa M. Ibarra, by Power of Attorney on behalf of John M. Holmes|2026-02-04

1 file

GATX CORP

CIK 0000040211

Entity typeother