4//SEC Filing
Kelly Dylan 4
Accession 0001555090-21-000009
CIK 0001579910other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 9:57 PM ET
Size
26.4 KB
Accession
0001555090-21-000009
Insider Transaction Report
Form 4
Resonant IncRESN
Kelly Dylan
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2021-12-01+37,500→ 198,643 total - Exercise/Conversion
Common Stock
2021-12-01+7,500→ 217,697 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−12,500→ 25,000 total→ Common Stock (12,500 underlying) - Exercise/Conversion
Common Stock
2021-12-01+12,500→ 161,143 total - Exercise/Conversion
Common Stock
2021-12-01+11,554→ 210,197 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−37,500→ 75,000 total→ Common Stock (37,500 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−7,500→ 15,000 total→ Common Stock (7,500 underlying) - Sale
Common Stock
2021-12-02$1.90/sh−26,189$49,712→ 191,508 total - Sale
Common Stock
2021-12-03$1.75/sh−17,311$30,260→ 174,197 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−50,000→ 100,000 total→ Common Stock (50,000 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−11,554→ 34,662 total→ Common Stock (11,554 underlying) - Exercise/Conversion
Common Stock
2021-12-01+50,000→ 148,643 total
Footnotes (9)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4](This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]50,000 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 50,000 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
- [F6]12,500 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 12,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
- [F7]37,500 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 37,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
- [F8]11,554 restricted stock units vested on December 1, 2021, and installments of 11,554 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
- [F9]7,500 restricted stock units vested on December 1, 2021, and installments of 7,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001555090
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 9:57 PM ET
- Size
- 26.4 KB