4//SEC Filing
Warren James Raymond III 4
Accession 0001556919-21-000004
CIK 0000924168other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 9:23 AM ET
Size
6.9 KB
Accession
0001556919-21-000004
Insider Transaction Report
Form 4
Warren James Raymond III
SVP, GC & Corp. Secretary
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-09-28−800→ 2,400 total→ Common Stock (800 underlying) - Exercise/Conversion
Common Stock
2021-09-28+800→ 800 total
Footnotes (2)
- [F1]Restricted stock units convert into Common Stock on a one-for-one basis.
- [F2]On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021.
Documents
Issuer
ENERGY FOCUS, INC/DE
CIK 0000924168
Entity typeother
Related Parties
1- filerCIK 0001556919
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 9:23 AM ET
- Size
- 6.9 KB