Warren James Raymond III 4
4 · ENERGY FOCUS, INC/DE · Filed Sep 29, 2021
Insider Transaction Report
Form 4
Warren James Raymond III
SVP, GC & Corp. Secretary
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-09-28−800→ 2,400 total→ Common Stock (800 underlying) - Exercise/Conversion
Common Stock
2021-09-28+800→ 800 total
Footnotes (2)
- [F1]Restricted stock units convert into Common Stock on a one-for-one basis.
- [F2]On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021.