Wheeler Real Estate Investment Trust, Inc. 4

4 · Wheeler Real Estate Investment Trust, Inc. · Filed Dec 20, 2016

Form 4

Period: 2016-12-19

DirectorChairman and President

Transactions

Holdings

Common Stock
(indirect: By Children)
1,600
Common Units
→ Common Stock (1,585,819 underlying)
1,585,819
Common Stock
(indirect: Held in profit sharing plan)
49,547
Common Stock
(indirect: By Spouse)
31,680
Common Units
(indirect: Controlled through interests in other entities)
→ Common Stock (330,542 underlying)
330,542
Common Units
(indirect: Controlled through interests in other entities)
→ Common Stock (65,292 underlying)
65,292
Common Stock
(indirect: Controlled through interests in other entities)
2,572
Common Stock
(indirect: By Trust)
2,950
Common Units
(indirect: By Spouse)
→ Common Stock (3,123 underlying)
3,123
Common Units
(indirect: By Trust)
→ Common Stock (31,234 underlying)
31,234

Footnotes (4)

[F1]Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
[F2]These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
[F3]These derivative securities do not have an expiration date.
[F4]These common units have been held for less than one year and therefore may not be currently exchanged.

Documents

1 file