Wheeler Real Estate Investment Trust, Inc. 5

5 · Wheeler Real Estate Investment Trust, Inc. · Filed Jan 6, 2017

Form 5

Period: 2016-12-31

DirectorChairman and President

Transactions

Other
Common Stock
2016-01-06$1.91/sh+295.96$565→ 3,245.96 total(indirect: By Trust)
Other
Common Stock
2016-08-04$1.74/sh+350.34$610→ 6,085.12 total(indirect: By Trust)
Other
Common Stock
2016-10-05$1.75/sh+354.3$620→ 6,789.98 total(indirect: By Trust)
Other
Common Stock
2016-12-05$1.64/sh+383.94$630→ 7,541.02 total(indirect: By Trust)
Other
Common Stock
2016-02-04$1.50/sh+377.76$567→ 3,623.72 total(indirect: By Trust)
Other
Common Stock
2016-03-03$1.20/sh+472.06$566→ 4,095.78 total(indirect: By Trust)
Other
Common Stock
2016-04-05$1.23/sh+466.88$574→ 4,562.66 total(indirect: By Trust)
Other
Common Stock
2016-05-05$1.48/sh+394.8$584→ 4,957.46 total(indirect: By Trust)
Other
Common Stock
2016-06-03$1.52/sh+390.5$594→ 5,347.96 total(indirect: By Trust)
Other
Common Stock
2016-07-06$1.55/sh+386.82$600→ 5,734.78 total(indirect: By Trust)
Other
Common Stock
2016-09-06$1.75/sh+350.56$613→ 6,435.68 total(indirect: By Trust)
Other
Common Stock
2016-11-03$1.70/sh+367.1$624→ 7,157.08 total(indirect: By Trust)

Holdings

Common Stock
751,566
Common Stock
(indirect: By Spouse)
31,680
Common Units
→ Common Stock (1,585,819 underlying)
1,585,819
Common Stock
(indirect: Held in profit sharing plan)
49,547
Common Stock
(indirect: By Children)
1,600
Common Units
(indirect: Controlled through interests in other entities)
→ Common Stock (65,292 underlying)
65,292
Common Units
(indirect: By Trust)
→ Common Stock (31,234 underlying)
31,234
Common Stock
(indirect: Controlled through interests in other entities)
2,572
Common Units
(indirect: Controlled through interests in other entities)
→ Common Stock (330,542 underlying)
330,542
Common Units
(indirect: By Spouse)
→ Common Stock (3,123 underlying)
3,123

Footnotes (5)

[F1]The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
[F2]Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
[F3]These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
[F4]These derivative securities do not have an expiration date.
[F5]These common units have been held for less than one year and therefore may not be currently exchanged.

Documents

1 file