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4//SEC Filing

Wheeler Real Estate Investment Trust, Inc. 4

Accession 0001557239-17-000004

$WHLRCIK 0001527541operating

Filed

May 8, 8:00 PM ET

Accepted

May 9, 8:20 AM ET

Size

16.7 KB

Accession

0001557239-17-000004

Insider Transaction Report

Form 4
Period: 2017-05-08
Wheeler Jon S
DirectorChairman and President
Transactions
  • Purchase

    Common Stock

    2017-05-08$11.86/sh+4,300$50,998106,977 total
Holdings
  • Common Stock

    (indirect: By Children)
    200
  • Common Stock

    (indirect: By Spouse)
    3,960
  • Common Stock

    (indirect: Controlled through interests in other entities)
    321
  • Common Units

    Common Stock (198,227 underlying)
    198,227
  • Common Units

    (indirect: Controlled through interests in other entities)
    Common Stock (41,315 underlying)
    41,315
  • Common Units

    (indirect: By Trust)
    Common Stock (3,904 underlying)
    3,904
  • Common Stock

    (indirect: Held in profit sharing plan)
    12,068
  • Common Stock

    (indirect: By Trust)
    942
  • Common Units

    (indirect: Controlled through interests in other entities)
    Common Stock (8,159 underlying)
    8,159
  • Common Units

    (indirect: By Spouse)
    Common Stock (390 underlying)
    390
Footnotes (5)
  • [F1]Effective March 31, 2017, Wheeler Real Estate Investment Trust, Inc. (the "Company"), effected a one-for-eight reverse stock split of its common stock and its operating partnership Wheeler REIT, L.P. (the "Partnership") effected a one-for-eight reverse split of its common units (collectively the "Reverse Securities Split"). The amount of securities reflected on this Form 4 have been adjusted to reflect the Reverse Securities Split.
  • [F2]Pursuant to the Partnership Agreement of the Partnership, holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Company on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
  • [F3]These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
  • [F4]These derivative securities do not have an expiration date.
  • [F5]These common units have been held for less than one year and therefore may not be currently exchanged.

Issuer

Wheeler Real Estate Investment Trust, Inc.

CIK 0001527541

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001527541

Filing Metadata

Form type
4
Filed
May 8, 8:00 PM ET
Accepted
May 9, 8:20 AM ET
Size
16.7 KB