Wheeler Jon S 4

4 · Wheeler Real Estate Investment Trust, Inc. · Filed Aug 28, 2017

Form 4

Period: 2017-08-25

DirectorChairman and President

Transactions

Holdings

Common Stock
(indirect: Controlled through interests in other entities)
321
Common Units
(indirect: Controlled through interests in other entities)
→ Common Stock (8,159 underlying)
8,159
Common Stock
(indirect: Held in profit sharing plan)
12,068
Common Stock
(indirect: By Children)
200
Common Stock
(indirect: By Trust)
942
Common Units
(indirect: Controlled through interests in other entities)
→ Common Stock (41,315 underlying)
41,315
Common Units
(indirect: By Spouse)
→ Common Stock (390 underlying)
390
Common Stock
(indirect: By Spouse)
3,960
Common Units
→ Common Stock (198,227 underlying)
198,227
Common Units
(indirect: By Trust)
→ Common Stock (3,904 underlying)
3,904

Footnotes (4)

[F1]Pursuant to the Partnership Agreement of Wheeler REIT, LP (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
[F2]These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
[F3]These derivative securities do not have an expiration date.
[F4]These common units have been held for less than one year and therefore may not be currently exchanged.

Documents

1 file