Newfield Richard U Jr. 4
4 · National Bank Holdings Corp · Filed Mar 3, 2026
Research Summary
AI-generated summary of this filing
NBHC Chief Risk Officer Richard Newfield Receives Award
What Happened
- Richard U. Newfield Jr., Chief Risk Management Officer at National Bank Holdings Corp (NBHC), received 2,104 shares on 2026-03-01 upon settlement of a performance stock unit (PSU) award. Simultaneously, 1,040 shares were withheld/disposed to cover tax obligations at $39.99 per share, totaling $41,590.
Key Details
- Transaction date: March 1, 2026.
- Award/acquisition: 2,104 shares credited at $0.00 (PSU settlement) [Code A].
- Tax withholding/disposition: 1,040 shares at $39.99, value $41,590 [Code F].
- Footnotes: F1 indicates these shares came from a PSU grant dated April 1, 2023; F2 notes inclusion of 299 and 298 shares acquired under the company ESPP on Aug 29, 2025 and Feb 27, 2026; F3 confirms shares were withheld to pay taxes on the PSU settlement.
- Filing: Form 4 filed March 3, 2026 for a March 1 transaction — appears to be filed within the standard two-business-day window (timely).
Context
- This was a settlement of vested performance stock units, not an open-market purchase or sale for investment purposes. The withholding of 1,040 shares to cover taxes is a routine cashless-withholding method (reduces shares delivered to the insider) rather than an active sale signal. Purchases (buys) generally carry more direct bullish signal than awards or tax withholdings.
Insider Transaction Report
Form 4
Newfield Richard U Jr.
CHIEF RISK MNGMT OFFICER
Transactions
- Award
Common Stock
[F1][F2]2026-03-01+2,104→ 152,025 total - Tax Payment
Common Stock
[F3]2026-03-01$39.99/sh−1,040$41,590→ 150,985 total
Footnotes (3)
- [F1]Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2023.
- [F2]Includes 299 shares and 298 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 29, 2025 and February 27, 2026, respectively.
- [F3]The reported transaction involved the withholding of shares to pay taxes associated with the settlement of the above-referenced performance stock unit award.
Signature
/s/ Richard U. Newfield, Jr.|2026-03-03