National Bank Holdings Corp·4

Mar 19, 4:42 PM ET

Newfield Richard U Jr. 4

4 · National Bank Holdings Corp · Filed Mar 19, 2026

Research Summary

AI-generated summary of this filing

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NBHC CRO Richard Newfield Receives Restricted Stock Award

What Happened
Richard Newfield, Chief Risk Management Officer of National Bank Holdings Corp (NBHC), was granted 2,781 restricted shares on 2026-03-17. The shares were awarded at $0.00 (no cash consideration) as part of the company's 2023 Omnibus Incentive Plan. The award will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029, subject to continued service.

Key Details

  • Transaction date: 2026-03-17; Form 4 filed 2026-03-19 (appears timely).
  • Transaction type/code: Award/Grant (A). Price per share: $0.00; total acquired: 2,781 shares.
  • Vesting: Ratably on 4/28/2027, 4/28/2028, 4/28/2029, contingent on continued service (Footnote F1).
  • Consideration: No cash paid; award in exchange for services rendered (F2).
  • Holdings note: Filing indicates it “includes 12,463 shares of restricted common stock” (F3) — this refers to restricted shares reported in holdings.
  • No 10b5-1 plan, tax-withholding, or sale associated with this transaction.

Context
Restricted stock awards are a common form of executive compensation and are subject to forfeiture until they vest; they are different from open-market purchases or sales and do not by themselves signal an insider’s market view. This filing documents the grant and vesting terms rather than a sale or purchase of freely tradable shares.

Insider Transaction Report

Form 4
Period: 2026-03-17
Newfield Richard U Jr.
CHIEF RISK MGMT OFFICER
Transactions
  • Award

    Common Stock

    [F1][F2][F3]
    2026-03-17+2,781153,766 total
Footnotes (3)
  • [F1]These shares represent an award of restricted common stock of Issuer awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029, subject to the associate's continued service through the applicable vesting date.
  • [F2]This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid.
  • [F3]Includes 12,463 shares of restricted common stock
Signature
/s/ Richard Newfield, Jr.|2026-03-19

Documents

1 file
  • 4
    form4-03192026_080300.xmlPrimary