National Bank Holdings Corp·4

Apr 30, 6:42 PM ET

Newfield Richard U Jr. 4

4 · National Bank Holdings Corp · Filed Apr 30, 2026

Research Summary

AI-generated summary of this filing

Updated

National Bank Holdings Chief Risk Officer Withholds 1,981 Shares for Taxes

What Happened

  • Richard U. Newfield Jr., Chief Risk Management Officer of National Bank Holdings Corp (NBHC), had 1,981 shares withheld to satisfy tax liability related to vested restricted stock. The shares were withheld (disposed) at an effective price of $43.27 per share for a total value of $85,718.

Key Details

  • Transaction date: 2026-04-28
  • Price and amount: 1,981 shares withheld at $43.27 per share; total value $85,718
  • Transaction code: F — shares withheld for payment of tax liability (disposition)
  • Footnotes: F1 — withholding covers tax liability on restricted stock awards granted 4/1/2023, 4/1/2024 and 4/1/2025; F2 — filing notes inclusion of 7,929 restricted common shares in the reporting person’s holdings
  • Filing date: 2026-04-30 (no late filing indicated from provided dates)

Context

  • This was a tax-withholding transaction tied to the vesting of restricted stock (a routine administrative disposition), not an open-market sale or a purchase. Such withholdings are common when restricted awards vest and do not by themselves indicate the insider’s market view.

Insider Transaction Report

Form 4
Period: 2026-04-28
Newfield Richard U Jr.
CHIEF RISK MGMT OFFICER
Transactions
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-04-28$43.27/sh1,981$85,718151,785 total
Footnotes (2)
  • [F1]Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock awards granted to the reporting person on 4/1/2023, 4/1/2024, and 4/1/2025.
  • [F2]Includes 7,929 shares of restricted common stock.
Signature
/s/ Richard Newfield, Jr.|2026-04-30

Documents

1 file
  • 4
    form4-04302026_100402.xmlPrimary