4//SEC Filing
Darling Scott 4
Accession 0001558259-25-000013
CIK 0001647639other
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 8:52 PM ET
Size
10.1 KB
Accession
0001558259-25-000013
Insider Transaction Report
Form 4
Darling Scott
Chief Legal Officer
Transactions
- Exercise/Conversion
Employee Stock Option (Right to buy)
2025-10-24−1,000→ 197,527 totalExercise: $13.22Exp: 2032-12-31→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2025-10-24$13.22/sh+1,000$13,220→ 124,148 total(indirect: By Trust) - Sale
Common Stock
2025-10-24$55.01/sh−1,000$55,012→ 123,148 total(indirect: By Trust)
Footnotes (6)
- [F1]The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.
- [F2]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F3]The number of shares held reflects the transfer of 124,148 shares of Common Stock from the Reporting Person to the Darling Family Trust, under agreement dated September 18, 2025, of which the Reporting Person and his spouse are co-trustees (the "Darling Family Trust").
- [F4]The shares are held by the Darling Family Trust.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F6]1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001558259
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 8:52 PM ET
- Size
- 10.1 KB