4//SEC Filing
Darling Scott 4
Accession 0001558259-25-000015
CIK 0001647639other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:38 PM ET
Size
10.9 KB
Accession
0001558259-25-000015
Insider Transaction Report
Form 4
Darling Scott
Chief Legal Officer
Transactions
- Sale
Common Stock
2025-11-20$36.55/sh−7,323$267,670→ 98,390 total - Other
Common Stock
2025-11-20−5,392→ 92,598 total - Sale
Common Stock
2025-11-20$37.02/sh−400$14,810→ 97,990 total - Other
Common Stock
2025-11-20+5,392→ 22,827 total(indirect: By Trust)
Footnotes (7)
- [F1]These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.94 to $36.92. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F4]This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.95 to $37.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F6]No consideration; change in form of ownership only.
- [F7]The shares are held by the Darling Family Trust.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001558259
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 4:38 PM ET
- Size
- 10.9 KB