4//SEC Filing
Darling Scott 4
Accession 0001558259-26-000002
CIK 0001647639other
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 5:10 PM ET
Size
12.0 KB
Accession
0001558259-26-000002
Insider Transaction Report
Form 4
Darling Scott
Chief Legal Officer
Transactions
- Exercise/Conversion
Common Stock
2026-01-05$13.22/sh+1,000$13,220→ 93,598 total - Other
Common Stock
2026-01-05−1,000→ 92,598 total - Other
Common Stock
2026-01-05+1,000→ 18,435 total(indirect: By Trust) - Sale
Common Stock
2026-01-05$50.00/sh−1,000$50,000→ 17,435 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (Right to buy)
2026-01-05−1,000→ 194,527 totalExercise: $13.22Exp: 2032-12-31→ Common Stock (1,000 underlying)
Footnotes (5)
- [F1]The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.
- [F2]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F3]No consideration; change in form of ownership only.
- [F4]The shares are held by the Darling Family Trust.
- [F5]1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001558259
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 5:10 PM ET
- Size
- 12.0 KB