CCOM Group, Inc. 4
4 · CCOM Group, Inc. · Filed Jun 28, 2013
Insider Transaction Report
Form 4
CCOM Group, Inc.CCOM
Elliot J. Brody Revocable Trust
10% Owner
Transactions
- Purchase
Convertible Preferred Stock
2013-06-26$2.30/sh+404$929→ 49,605 total→ Common Stock (404 underlying)
Holdings
- 206,872
Common Stock
Footnotes (4)
- [F1]Elliot J. Brody ("Brody") is the settlor of the Elliot J. Brody Revocable Trust ("Trust"). Mr. Brody has the sole voting and investment power over all the shares of common stock (the "Common Shares") of CCOM Group, Inc. (the "Company") and over all the shares of convertible preferred stock of the Company (the "Convertible Preferred Stock," and together with the Common Shares, the "Securities") that are owned by the Trust and is deemed to be the beneficial owner of the Securities under Section 13(d) of the Securities and Exchange Act of 1934. Mr. Brody has a pecunicary interest in the Securities through his unilateral right to revoke the Trust.
- [F2]Conversion to Common Stock on a 1 to 1 basis.
- [F3]Immediately.
- [F4]There is no expiration date for Convertible Preferred Stock.