4//SEC Filing
CCOM Group, Inc. 4
Accession 0001559347-13-000031
CIK 0000021828operating
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 3:56 PM ET
Size
7.1 KB
Accession
0001559347-13-000031
Insider Transaction Report
Form 4
CCOM Group, Inc.CCOM
Brody Elliot J.
10% Owner
Transactions
- Purchase
Convertible Preferred Stock
2013-07-29$2.70/sh+200$540→ 50,805 total(indirect: By Trust)→ Common Stock (200 underlying)
Holdings
- 213,045(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Elliot J. Brody ("Brody") is the settlor of the Elliot J. Brody Revocable Trust ("Trust"). Mr. Brody has the sole voting and investment power over all the shares of common stock (the "Common Shares") of CCOM Group, Inc. (the "Company") and over all the shares of convertible preferred stock of the Company (the "Convertible Preferred Stock," and together with the Common shares, the "Securities") that are owned by the Trust and is deemed to be the beneficial owner of the Securities under Section 13(d) of the Securities and Exchange Act of 1934. Mr. Brody has a pecuniary interest in the Securities through his unilateral right to revoke the Trust.
- [F2]Conversion to Common Stock on a 1 to 1 basis.
- [F3]Immediately.
- [F4]There is no expiration date for convertible Preferred Stock.
Documents
Issuer
CCOM Group, Inc.
CIK 0000021828
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0000021828
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 3:56 PM ET
- Size
- 7.1 KB