CIFC LLC 4
4 · CIFC LLC · Filed Apr 4, 2016
Insider Transaction Report
Form 4
CIFC LLCCIFC
Weldon Julian
GC, CCO and Secretary
Transactions
- Exercise/Conversion
Common Shares
2016-03-31+3,333→ 16,666 total - Exercise/Conversion
Restricted Share Units
2016-03-31−3,333→ 23,334 total→ Common Shares (3,333 underlying)
Footnotes (2)
- [F1]Each Restricted Share Unit represents a contingent right to receive one Common Share of the Issuer.
- [F2]Reflects Restricted Share Units received by the Reporting Person on March 30, 2015, approximately 33% of which vested on December 31, 2015, and approximately 8.3% of which will vest on the last day of each of the subsequent eight fiscal quarters. The Restricted Share Units are subject to adjustment, acceleration and forfeit as more fully described in the Restricted Share Unit Award Agreement, dated March 30, 2015, between the Issuer and the Reporting Person.