Harvest Capital Credit Corp·4

Jul 29, 5:31 PM ET

Jolson Joseph A 4

4 · Harvest Capital Credit Corp · Filed Jul 29, 2020

Insider Transaction Report

Form 4
Period: 2020-07-28
Transactions
  • Purchase

    Common Stock

    2020-07-29$3.95/sh+2,000$7,900861,273 total(indirect: By Trust)
  • Purchase

    Common Stock

    2020-07-28$3.96/sh+2,276$9,013859,273 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Foundation)
    35,768
  • Common Stock

    30,000
Footnotes (4)
  • [F1]The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from $3.90 to $4.00. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
  • [F2]Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
  • [F3]The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from $3.94 to $3.97. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
  • [F4]Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.

Documents

1 file
  • 4
    wf-form4_159605822151629.xmlPrimary

    FORM 4