4//SEC Filing
Haag Natalie G. 4
Accession 0001560043-23-000002
CIK 0001490906other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 11:04 AM ET
Size
14.6 KB
Accession
0001560043-23-000002
Insider Transaction Report
Form 4
Haag Natalie G.
Executive Vice President
Transactions
- Award
CFFN Phantom Stock 2022
2022-12-31$8.65/sh+8,727$75,489→ 8,727 totalExercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (8,727 underlying) - Exercise/Conversion
CFFN common stock
2022-12-31$13.73/sh+2,784$38,224→ 70,375 total - Exercise/Conversion
CFFN Phantom Stock 2019
2022-12-31$13.73/sh−2,784$38,224→ 0 totalExercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN common stock (2,784 underlying) - Disposition to Issuer
CFFN common stock
2022-12-31$8.65/sh−2,784$24,082→ 67,591 total
Holdings
- 1,828
CFFN Phantom Stock 2020
Exercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (1,828 underlying) - 18,235(indirect: By IRA)
CFFN common stock
- 5,211
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (5,211 underlying) - 5,516(indirect: ESOP)
CFFN common stock
Footnotes (2)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001560043
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 11:04 AM ET
- Size
- 14.6 KB