Haag Natalie G. 4
4 · Capitol Federal Financial, Inc. · Filed Jan 2, 2024
Insider Transaction Report
Form 4
Haag Natalie G.
Executive Vice President
Transactions
- Exercise/Conversion
CFFN common stock
2023-12-31$12.50/sh+1,828$22,850→ 37,569 total - Exercise/Conversion
CFFN Phantom Stock 2020
2023-12-31$12.50/sh−1,828$22,850→ 0 totalExercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (1,828 underlying) - Disposition to Issuer
CFFN common stock
2023-12-31$6.45/sh−1,828$11,791→ 35,741 total
Holdings
- 53,515(indirect: By IRA)
CFFN common stock
- 7,337(indirect: ESOP)
CFFN common stock
- 8,727
CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (8,727 underlying) - 5,211
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (5,211 underlying)
Footnotes (2)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.