Home/Filings/4/0001560043-24-000002
4//SEC Filing

Haag Natalie G. 4

Accession 0001560043-24-000002

CIK 0001490906other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 2:05 PM ET

Size

12.6 KB

Accession

0001560043-24-000002

Insider Transaction Report

Form 4
Period: 2023-12-31
Haag Natalie G.
Executive Vice President
Transactions
  • Exercise/Conversion

    CFFN common stock

    2023-12-31$12.50/sh+1,828$22,85037,569 total
  • Exercise/Conversion

    CFFN Phantom Stock 2020

    2023-12-31$12.50/sh1,828$22,8500 total
    Exercise: $12.50From: 2023-12-31Exp: 2023-12-31CFFN common stock (1,828 underlying)
  • Disposition to Issuer

    CFFN common stock

    2023-12-31$6.45/sh1,828$11,79135,741 total
Holdings
  • CFFN common stock

    (indirect: By IRA)
    53,515
  • CFFN common stock

    (indirect: ESOP)
    7,337
  • CFFN Phantom Stock 2022

    Exercise: $8.65From: 2025-12-31Exp: 2025-12-31CFFN common stock (8,727 underlying)
    8,727
  • CFFN Phantom Stock 2021

    Exercise: $11.33From: 2024-12-31Exp: 2024-12-31CFFN common stock (5,211 underlying)
    5,211
Footnotes (2)
  • [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
  • [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.

Issuer

Capitol Federal Financial, Inc.

CIK 0001490906

Entity typeother

Related Parties

1
  • filerCIK 0001560043

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 2:05 PM ET
Size
12.6 KB