SIMON RONALD I 4
4 · Ellington Residential Mortgage REIT · Filed Sep 15, 2023
Insider Transaction Report
Form 4
SIMON RONALD I
Director
Transactions
- Award
Common shares of beneficial interest
2023-09-13+8,230→ 21,991 total
Holdings
- 33,001(indirect: By Trust)
Common shares of beneficial interest
Footnotes (4)
- [F1]The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2023 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2024.
- [F2]Excludes 6,761 common shares previously owned directly which were transferred to the Simon Family Trust (the "Trust") on September 14, 2023.
- [F3]Includes 6,761 common shares previously owned directly which were transferred to the Trust on September 14, 2023.
- [F4]The shares are held in the Trust. Mr. Simon is a trustee of the Trust. Mr. Simon and his wife are the beneficiaries of the Trust. Mr. Simon disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.