4//SEC Filing
SIMON RONALD I 4
Accession 0001560672-24-000102
CIK 0001560672other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 5:18 PM ET
Size
6.7 KB
Accession
0001560672-24-000102
Insider Transaction Report
Form 4
SIMON RONALD I
Director
Transactions
- Award
Common shares of beneficial interest
2024-09-11+14,472→ 28,233 total
Holdings
- 41,231(indirect: By Trust)
Common shares of beneficial interest
Footnotes (4)
- [F1]The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Credit Company 2023 Equity Incentive Plan. 8,684 of the Common Shares vested immediately upon their granting and 5,788 of the Common Shares will vest, subject to certain limitations, on the day following the day that shareholders of Ellington Credit Company (the "Company") approve certain proposals put forward by the Company at its 2024 annual meeting of shareholders that would allow the Company to convert to a registered closed-end fund.
- [F2]Excludes 8,230 common shares previously owned directly which were transferred to the Simon Family Trust (the "Trust") on September 13, 2024.
- [F3]Includes 8,230 common shares previously owned directly which were transferred to the Trust on September 13, 2024.
- [F4]The shares are held in the Trust. Mr. Simon is a trustee of the Trust. Mr. Simon and his wife are the beneficiaries of the Trust. Mr. Simon disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
Ellington Credit Co
CIK 0001560672
Entity typeother
Related Parties
1- filerCIK 0001060435
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 5:18 PM ET
- Size
- 6.7 KB