4//SEC Filing
Wooten M Rhem 4
Accession 0001561894-18-000066
CIK 0001561894other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 4:43 PM ET
Size
7.2 KB
Accession
0001561894-18-000066
Insider Transaction Report
Form 4
Wooten M Rhem
Executive Vice President
Transactions
- Tax Payment
Common stock, par value $0.01 per share
2018-05-09$19.08/sh−63,822$1,217,724→ 228,318 total
Holdings
- 29,345(indirect: By Spouse)
Common stock, par value $0.01 per share
Footnotes (5)
- [F1]Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 131,594 shares of Common Stock.
- [F2]Represents the closing price of the Common Stock on May 9, 2018.
- [F3]In a prior Form 4, dated March 17, 2017, the reporting person reported for informational purposes an award of up to a maximum of 39,000 Restricted Stock Units ("RSUs") under the Company's 2013 Equity Incentive Plan, as amended, which represented the right to receive one share of Common Stock for each RSU at vesting. As then disclosed, the number of RSUs to be awarded ranged from zero to 39,000 based on the Company's performance relative to the return targets, and the amount reported assumed the reporting person receives the maximum possible grant. The reporting person retired as an officer of the Company, effective on April 30, 2018. On May 9, 2018, following his retirement and execution and effectiveness of the waiver provisions under a letter agreement between the Company and the reporting person, 19,500 of those previously reported RSUs were awarded to the reporting person and converted into fully vested Common Stock at a 1-to-1 ratio.
- [F4]The reporting person's beneficial ownership amount excludes the 19,500 RSUs that will not be awarded to the reporting person and will not vest and convert into fully vested Common Stock.
- [F5]These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.
Documents
Issuer
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
CIK 0001561894
Entity typeother
Related Parties
1- filerCIK 0001574205
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 4:43 PM ET
- Size
- 7.2 KB