Home/Filings/4/0001561894-20-000078
4//SEC Filing

LAGOMARSINO SIMONE 4

Accession 0001561894-20-000078

CIK 0001561894other

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 5:53 PM ET

Size

7.7 KB

Accession

0001561894-20-000078

Insider Transaction Report

Form 4
Period: 2020-04-01
Transactions
  • Award

    LTIP Units

    2020-04-01+4,2746,659 total
    Common stock, par value $0.01 per share (4,274 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    5,000
Footnotes (4)
  • [F1]These shares of Common Stock are held the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended (the "Trust"), of which Ms. Lagomarison is the trustee. Ms. Lagomarsino possesses thevoting and investment power with respect to the shares of Common Stock held by the Trust.
  • [F2]6,659 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 4,274 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
  • [F3]Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
  • [F4]N/A

Issuer

Hannon Armstrong Sustainable Infrastructure Capital, Inc.

CIK 0001561894

Entity typeother

Related Parties

1
  • filerCIK 0001084960

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 5:53 PM ET
Size
7.7 KB