4//SEC Filing
OSGOOD STEVEN G 4
Accession 0001561894-21-000072
CIK 0001561894other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 5:51 PM ET
Size
12.7 KB
Accession
0001561894-21-000072
Insider Transaction Report
Form 4
OSGOOD STEVEN G
Director
Transactions
- Other
LTIP Units
2020-12-04−9,978→ 0 total→ Common stock, par value $0.01 per share (9,978 underlying) - Other
LTIP Units
2020-12-04+9,978→ 9,978 total(indirect: By Steven G Osgood TTEE Steven G Osgood TR U/A DTD 09 09 2019)→ Common stock, par value $0.01 per share (9,978 underlying) - Award
LTIP Units
2021-04-01+4,247→ 4,247 total→ Common stock, par value $0.01 per share (4,247 underlying)
Holdings
- 28,281
Common stock, par value $0.01 per share
Footnotes (6)
- [F1]9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
- [F2]Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
- [F3]9,978 OP Units were transferred to Steven G Osgood TTEE Steven G Osgood TR U/A DTD 09/09/2019 on December 4, 2020.
- [F4]N/A
- [F5]These LTIP Units are held Steven G Osgood TREE Steven G Osgood TR U/A DTD 09/09/2019, of which Mr. Osgood is the trustee. Ms. Osgood possesses the voting and investment power with respect to the shares of LTIP Units held by the Trust.
- [F6]4,247 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 4,247 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
Documents
Issuer
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
CIK 0001561894
Entity typeother
Related Parties
1- filerCIK 0001306273
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 5:51 PM ET
- Size
- 12.7 KB