Home/Filings/4/0001561894-22-000034
4//SEC Filing

OSGOOD STEVEN G 4

Accession 0001561894-22-000034

CIK 0001561894other

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 6:27 PM ET

Size

9.5 KB

Accession

0001561894-22-000034

Insider Transaction Report

Form 4
Period: 2022-03-25
Transactions
  • Award

    LTIP Units

    2022-03-25+5,0999,346 total
    Common stock, par value $0.01 per share (5,099 underlying)
Holdings
  • Common stock, par value $0.01 per share

    28,281
  • LTIP Units

    (indirect: By Steven G Osgood TTEE Steven G Osgood TR U/A DTD 09 09 2019)
    Common stock, par value $0.01 per share (9,978 underlying)
    9,978
Footnotes (5)
  • [F1]9,346 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,346 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
  • [F2]Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
  • [F3]N/A
  • [F4]9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
  • [F5]These LTIP Units are held Steven G Osgood TREE Steven G Osgood TR U/A DTD 09/09/2019, of which Mr. Osgood is the trustee. Ms. Osgood possesses the voting and investment power with respect to the shares of LTIP Units held by the Trust.

Issuer

Hannon Armstrong Sustainable Infrastructure Capital, Inc.

CIK 0001561894

Entity typeother

Related Parties

1
  • filerCIK 0001306273

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 6:27 PM ET
Size
9.5 KB