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|4Oct 19, 4:05 PM ET

ASTORIA FINANCIAL CORP 4

4 · ASTORIA FINANCIAL CORP · Filed Oct 19, 2015

Insider Transaction Report

Form 4
Period: 2015-10-17
ASTORIA FINANCIAL CORPAF
Corrado John J.
Director
Transactions
  • Other

    Common Stock

    2015-10-17$16.73/sh+2,000$33,470→ 46,700 total
  • Other

    Common Stock

    2015-10-17−2,000→ 0 total(indirect: RSA Vest)
Holdings

  • Common Stock

    (indirect: RSA)
    1,031

  • Common Stock

    (indirect: RSA)
    3,565

  • Common Stock

    (indirect: RSA)
    795

  • Common Stock

    (indirect: RSA)
    4,639

  • Common Stock

    (indirect: RSA)
    3,577

  • Common Stock

    (indirect: RSA)
    793
Footnotes (8)
  • [F1]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 10/17/15. The transaction represents a change in the form of beneficial ownership from indirect to direct.
  • [F2]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
  • [F3]Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F4]Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F5]Represents award of restricted stock dated February 3, 2014 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 3, 2017 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan
  • [F6]Represents discretionary grant on February 3, 2014 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 3, 2017 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F7]Represents award of restricted stock dated February 2, 2015 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 2, 2018 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F8]Represents discretionary grant on February 2, 2015 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2018 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.

Documents

2 files