4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-15-001090
CIK 0000910322operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 3:09 PM ET
Size
23.5 KB
Accession
0001562180-15-001090
Insider Transaction Report
Form 4
Sipola Stephen J
Executive Vice President
Transactions
- Other
Common Stock
2015-12-14$15.86/sh+3,687$58,457→ 23,107 total - Other
Common Stock
2015-12-14−4,630→ 4,630 total(indirect: RSA Vest) - Other
Common Stock
2015-12-14−4,060→ 8,120 total(indirect: RSA Vest) - Other
Common Stock
2015-12-14−5,850→ 0 total(indirect: RSA Vest) - Tax Payment
Common Stock
2015-12-14−1,501→ 0 total - Tax Payment
Common Stock
2015-12-14−1,712→ 0 total - Tax Payment
Common Stock
2015-12-14−2,163→ 0 total - Other
Common Stock
2015-12-14$15.86/sh+2,918$46,265→ 26,025 total - Other
Common Stock
2015-12-14$15.86/sh+2,559$40,573→ 28,584 total
Holdings
- 8,053.48(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]Represents one-third vesting of a previous award of restricted stock pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan. The restricted stock vested and was distributed on December 14, 2015. The transaction represents a change in the form of beneficial ownership from indirect to direct.
- [F2]Shares were withheld for taxes at vest.
- [F3]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
- [F4]Represents award of restricted stock dated February 3, 2014 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 4,630 shares on December 14, 2016 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank), upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F5]Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 4,060 shares on December 14, 2016, and 4,060 shares on December 14, 2017 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F6]Represents one-third vesting of a previous award of restricted stock pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2014 Plan. The restricted stock vested and was distributed on December 14, 2015. The transaction represents a change in the form of beneficial ownership from indirect to direct.
- [F7]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Sipola as of September 30, 2015. Shares are held in the 401(k) Plan Trust
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 3:09 PM ET
- Size
- 23.5 KB