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4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001562180-15-001133

CIK 0000910322operating
View on SEC.govCompany Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 5:18 PM ET

Size

21.4 KB

Accession

0001562180-15-001133

Insider Transaction Report

Form 4
Period: 2015-12-23
ASTORIA FINANCIAL CORPAF
KEEGAN GERARD C
DirectorVice Chairman&Chief Admin Off
Transactions
  • Other

    Common Stock

    2015-12-23−4,790→ 0 total(indirect: RSA Vest)
  • Tax Payment

    Common Stock

    2015-12-23$15.95/sh−18,359$292,826→ 318,102 total
  • Other

    Common Stock

    2015-12-23−9,910→ 0 total(indirect: RSA Vest)
  • Tax Payment

    Common Stock

    2015-12-23−5,111→ 0 total
  • Exercise/Conversion

    Restricted Stock Unit

    2015-12-23+35,600→ 35,600 total
    Exercise: $0.00From: 2015-12-23Exp: 2015-12-30→ Common Stock (35,600 underlying)
  • Tax Payment

    Common Stock

    2015-12-23−2,471→ 0 total
  • Other

    Common Stock

    2015-12-23$15.95/sh+2,319$36,988→ 325,220 total
  • Exercise/Conversion

    Common Stock

    2015-12-23$15.95/sh+35,600$567,820→ 336,461 total
  • Other

    Common Stock

    2015-12-23$15.95/sh+4,799$76,544→ 322,901 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    43,275.4
Footnotes (7)
  • [F1]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
  • [F2]Surrender to Astoria Financial Corporation to cover the minimum statutory tax withholding obligations occasioned by the vesting of Restricted Stock Units.
  • [F3]Represents one-third vesting of a previous award of restricted stock pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan. The restricted stock vested and was distributed on December 23, 2015. The transaction represents a change in the form of beneficial ownership from indirect to direct.
  • [F4]Shares were withheld for taxes at vest.
  • [F5]Represents one-third vesting of a previous award of restricted stock pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2014 Plan. The restricted stock vested and was distributed on December 23, 2015. The transaction represents a change in the form of beneficial ownership from indirect to direct.
  • [F6]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Keegan as of September 30, 2015. Shares are held in the 401(k) Plan Trust.
  • [F7]Vesting of Restricted Stock Units granted on January 28, 2013 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan).

Documents

1 file

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 5:18 PM ET
Size
21.4 KB
View on SEC.gov