Home/Filings/4/0001562180-16-001445
4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001562180-16-001445

CIK 0000910322operating

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 5:27 PM ET

Size

8.2 KB

Accession

0001562180-16-001445

Insider Transaction Report

Form 4
Period: 2016-02-01
KEEGAN GERARD C
DirectorVice Chairman&Chief Admin Off
Transactions
  • Award

    Common Stock

    2016-02-01+53,55053,550 total(indirect: RSA)
Holdings
  • Common Stock

    (indirect: By 401(k))
    43,384.14
  • Common Stock

    325,220
Footnotes (2)
  • [F1]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Keegan as of December 31, 2015. Shares are held in the 401(k) Plan Trust.
  • [F2]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 17,850 shares on December 14, 2016, 17,850 shares on December 14, 2017 and 17,850 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:27 PM ET
Size
8.2 KB