$TXNM·4

PNM RESOURCES INC · May 16, 12:30 PM ET

PNM RESOURCES INC 4

4 · PNM RESOURCES INC · Filed May 16, 2016

Insider Transaction Report

Form 4
Period: 2016-05-12
Transactions
  • Exercise/Conversion

    Common Stock

    2016-05-15+78435,963.46 total
  • Exercise/Conversion

    Restricted Stock Rights

    2016-05-157842,639 total
    Common Stock (784 underlying)
  • Exercise/Conversion

    Common Stock

    2016-05-12+92835,179.46 total
  • Exercise/Conversion

    Restricted Stock Rights

    2016-05-129283,423 total
    Common Stock (928 underlying)
Holdings
  • Stock Options

    Common Stock (1,000 underlying)
    1,000
Footnotes (5)
  • [F1]Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date.
  • [F2]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  • [F3]The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
  • [F4]Based on the closing price on the date of the grant.
  • [F5]The options vested in three equal annual installments from grant date and are fully vested.

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT