Home/Filings/4/0001562180-16-002381
4//SEC Filing

PNM RESOURCES INC 4

Accession 0001562180-16-002381

$TXNMCIK 0001108426operating

Filed

May 17, 8:00 PM ET

Accepted

May 18, 2:31 PM ET

Size

8.9 KB

Accession

0001562180-16-002381

Insider Transaction Report

Form 4
Period: 2016-05-17
Transactions
  • Exercise/Conversion

    Common Stock

    2016-05-17+2,63923,318 total
  • Exercise/Conversion

    Restricted Stock Rights

    2016-05-172,6390 total
    Common Stock (2,639 underlying)
Holdings
  • Stock Options

    Common Stock (3,050 underlying)
    3,050
Footnotes (5)
  • [F1]Represents the portions of previous awards of restricted stock rights that vested upon Mr. Nordhaus retirement from the PNM Resources Board of Directors on May 17, 2016.
  • [F2]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  • [F3]The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
  • [F4]Based on the closing price on the date of the grant.
  • [F5]The options vested in three equal annual installments from grant date and are fully vested.

Issuer

PNM RESOURCES INC

CIK 0001108426

Entity typeoperating
IncorporatedNM

Related Parties

1
  • filerCIK 0001108426

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 2:31 PM ET
Size
8.9 KB