4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-16-003371
CIK 0000910322operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 11:28 AM ET
Size
9.9 KB
Accession
0001562180-16-003371
Insider Transaction Report
Form 4
KEEGAN GERARD C
DirectorVice Chairman&Chief Admin Off
Transactions
- Gift
Common Stock
2016-11-02−1,636→ 323,584 total
Holdings
- 43,732.6(indirect: By 401(k))
Common Stock
- 53,550(indirect: RSA)
Common Stock
Footnotes (3)
- [F1]On November 2, 2016, Mr. Keegan gifted 1,636 shares of Astoria Financial Corporation Common Stock to St. Francis College.
- [F2]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Keegan as of October 28, 2016. Shares are held in the 401(k) Plan Trust.
- [F3]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 17,850 shares on December 14, 2016, 17,850 shares on December 14, 2017 and 17,850 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 11:28 AM ET
- Size
- 9.9 KB