4//SEC Filing
People's United Financial, Inc. 4
Accession 0001562180-16-003575
CIK 0001378946operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 2:18 PM ET
Size
11.5 KB
Accession
0001562180-16-003575
Insider Transaction Report
Form 4
DWIGHT JOHN K
Director
Transactions
- Sale
Common Stock
2016-11-18$18.21/sh−50,000$910,500→ 227,134 total - Exercise/Conversion
Common Stock
2016-11-18$15.66/sh+50,000$783,000→ 277,134 total - Exercise/Conversion
Director Option to Buy
2016-11-18−50,000→ 56,928 totalExercise: $15.66Exp: 2018-01-17→ Common Stock (50,000 underlying)
Holdings
- 4,253(indirect: By Trust)
Common Stock
- 4,253(indirect: By Trust)
Common Stock
- 8,902(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $18.2124 to $18.235. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes 73,233 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 675 units accrued due to the deemed reinvestment of dividend equivalents and reflecting settlement of 6,370 investment units by delivery of equal number of shares of common stock on January 4, 2016). Each investment unit corresponds to one share of common stock.
- [F3]Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.
Documents
Issuer
People's United Financial, Inc.
CIK 0001378946
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001378946
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 2:18 PM ET
- Size
- 11.5 KB