Home/Filings/4/0001562180-17-000387
4//SEC Filing

SVB FINANCIAL GROUP 4

Accession 0001562180-17-000387

CIK 0000719739operating

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 7:01 PM ET

Size

9.8 KB

Accession

0001562180-17-000387

Insider Transaction Report

Form 4
Period: 2017-01-25
Parsons Joan
Head of US Banking
Transactions
  • Award

    Common Stock

    2016-06-30$95.16/sh+214$20,36422,104 total
  • Award

    Common Stock

    2017-01-25+2,46724,571 total
  • Exercise/Conversion

    Performance Restricted Stock Unit

    2017-01-252,4670 total
    Exercise: $0.00From: 2017-01-30Exp: 2021-04-29Common Stock (2,467 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    5,860
Footnotes (4)
  • [F1]These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  • [F2]To the extent deemed earned on January 25, 2017, these awards are scheduled to complete their time-based vesting, and cliff vest on January 30, 2017.
  • [F3]Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
  • [F4]The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2016.

Issuer

SVB FINANCIAL GROUP

CIK 0000719739

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000719739

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 7:01 PM ET
Size
9.8 KB