4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-17-000434
CIK 0000910322operating
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 1:58 PM ET
Size
12.8 KB
Accession
0001562180-17-000434
Insider Transaction Report
Form 4
KEEGAN GERARD C
DirectorVice Chairman&Chief Admin Off
Transactions
- Other
Common Stock
2017-01-31−1,065→ 262,567 total - Other
Common Stock
2017-01-30$18.70/sh−43,844.01$819,953→ 0 total(indirect: By 401(k)) - Sale
Common Stock
2017-01-31$18.84/sh−71,202$1,341,510→ 263,632 total
Holdings
- 35,700(indirect: RSA)
Common Stock
Footnotes (4)
- [F1]Represents shares sold from the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Keegan on January 30, 2017. Shares were held in the 401(k) Plan Trust.
- [F2]This transaction was executed in multiple trades at prices ranging from $18.7500 to $18.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]On January 31, 2017, Mr. Keegan gifted 1,065 shares of Astoria Financial Corporation Common Stock to the Keegan Family Fund.
- [F4]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 17,850 shares on December 14, 2017 and 17,850 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 1:58 PM ET
- Size
- 12.8 KB